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Ciênc. saúde coletiva vol.16 n.1 Rio de Janeiro Jan. 2011
Nanotechnology and in situ remediation: a review of the benefits and potential risks
A nanotecnologia e a remediação in situ: uma revisão dos benefícios e riscos em potencial
Barbara KarnI; Todd KuikenII; Martha OttoI
IU.S. Environmental Protection Agency. Office of Research and Development, NCER, 8722F, 1200 Pennsylvania Ave. NW, Washington, DC 20460 USA. email@example.com
IIWoodrow Wilson International Center for Scholars, Project on Emerging Nanotechnologies, Washington, DC, USA
In this review, we focus on environmental cleanup and provide a background and overview of current practice; research findings; societal issues; potential environment, health, and safety implications; and future directions for nanoremediation. We also discuss nanoscale zero-valent iron in detail. We searched the Web of Science for research studies and accessed recent publicly available reports from the U.S. Environmental Protection Agency and other agencies and organizations that addressed the applications and implications associated with nanoremediation techniques. We also conducted personal interviews with practitioners about specific site remediations. We aggregated information from 45 sites, a representative portion of the total projects under way, to show nanomaterials used, types of pollutants addressed, and organizations responsible for each site. Nanoremediation has the potential not only to reduce the overall costs of cleaning up large-scale contaminated sites but also to reduce cleanup time, eliminate the need for treatment and disposal of contaminated soil, and reduce some contaminant concentrations to near zero - all in situ.
Key words: Environmental implications, Environmental technology, Hazardous wastes, Nanoremediation, Nanotechnology, Pollutants, Remediation, Toxicity, Waste sites, Zero-valent iron
Nesta revisão, nos concentramos na limpeza ambiental e fornecemos um histórico e uma visão geral da prática atual, conclusões de pesquisas, questões em potencial sociais, ambientais, de saúde e segurança, bem como o direcionamento futuro para a nanorremediação. Também discutimos em detalhes a tecnologia de remediação ferro zero valente em nanoescala. Consultamos estudos de pesquisa na Web of Science e acessamos os relatórios disponibilizados ao público recentemente pela Agência de Proteção Ambiental dos EUA e por outras agências e organizações que abordam aplicações e implicações associadas às técnicas de nanorremediação. Também realizamos entrevistas pessoais com praticantes sobre remediações de locais específicos. Foram agregadas informações de 45 locais, parte representativa do total dos projetos em andamento, mostrando os nanomateriais utilizados, tipos de poluentes abordados e organizações responsáveis em cada local. A nanorremediação não apenas tem o potencial de reduzir os custos gerais da limpeza de locais contaminados em grande escala como também reduz o tempo de limpeza, elimina a necessidade de tratamento e descarte de solo contaminado e reduz algumas concentrações de contaminantes a níveis próximos a zero, tudo isso in situ.
Palavras-chave: Implicações ambientais, Tecnologia ambiental, Resíduos perigosos, Nanorremediação, Nanotecnologia, Poluentes, Remediação, Toxicidade, Locais de resíduos, Ferro zero valente
Nearly $1 billion for remediation projects has been allocated to the U.S. Environmental Protection Agency (EPA) in the American Recovery and Reinvestment Act1. Emerging technologies, such as nanotechnology, could be applied in this cleanup effort to reduce costs and improve the overall effectiveness of environmental remediation methods.
Nanotechnology is the understanding and control of matter at dimensions between approximately 1 and 100 nanometers, where unique phenomena enable novel applications2). Encompassing nanoscale science, engineering, and technology, nanotechnology involves imaging, measuring, modeling, and manipulating matter at this length scale. Although industrial sectors involving semiconductors; memory and storage technologies; display, optical, and photonic technologies; energy; biotechnology; and health care produce the most products containing nanomaterials, there are increasing efforts to use nanotechnology as an environmental technology to protect the environment through pollution prevention, treatment, and cleanup of long-term problems such as hazardous waste sites. The technology could be a beneficial replacement of current practices for site remediation. However, potential risks are poorly understood and might lead to unintended consequences. In this review, we present a background and overview of current practice, research findings related to nanotechnology, issues surrounding the use of nanotechnology for environmental remediation, and future directions.
Hazardous waste site remediation
The U.S. Congress passed the Comprehensive Environmental Response, Compensation, and Liability Act in 19803). Under CERCLA, the U.S. EPA created the Superfund Program to protect human health and the environment from the risks posed by hazardous waste sites. Hundreds of thousands of sites in the United States have been identified with varied degrees of contamination. The U.S. EPA and its partners (other federal agencies and state environmental programs) continue to identify new sites every year, in addition to cleaning up sites. Under the Superfund Program, the most serious uncontrolled or abandoned hazardous waste sites have been added to the National Priorities List (NPL) for further investigation and possible remedial action. As of February 2009, the NPL contained 1,255 sites4.
Scope of the cleanup market
In fiscal year 2007 alone, the Superfund Program spent $380 million for construction and postconstruction activities for site remediation projects5. The Superfund Program, which includes the NPL, is just one of many cleanup programs, for example, the Brownfields Program (under the Small Business Liability Relief and Brown-fields Revitalization Act6), corrective action (CA) programs under Subtitle C of the Resource, Conservation, and Recovery Act (RCRA7), and the Underground Storage Tank program under Subtitle I of the RCRA.
The U.S. EPA, U.S. Department of Defense (DOD), U.S. Department of Energy (DOE), other federal agencies, state environmental agencies, corporations, and private parties all may conduct site cleanups. The same suite of remediation technologies is generally used at sites, regardless of the regulatory program under which they fall8. As part of the American Recovery and Reinvestment Act1, the U.S. EPA was allocated $600 million for the Superfund Remedial Program, $200 million for the Leaking Underground Storage Tank Trust Fund Program, and $100 million for the Brownfields Program.
To date, only a small fraction of site remediation has been conducted by the U.S. EPA. Most cleanup is funded by public and private property owners who are potentially responsible for the contamination8. The U.S. EPA8 estimated that it will take 30-35 years and cost up to $250 billion to clean up the nation's hazardous waste sites. The U.S. EPA8 anticipates that these high costs will provide an incentive to develop and implement cleanup approaches and technologies that will result in "better, cheaper, and faster site cleanups". Developing cost-effective, in situ groundwater treatment technologies could save billions of dollars in cleanup costs.
More than 80% of NPL sites have contaminated groundwater. This is particularly important considering that more than half of the U.S. population relies on groundwater for drinking. Once groundwater is polluted, its remediation is often protracted, costly, and sometimes infeasible.
Pump and treat
Early treatment remedies for groundwater contamination were primarily pump-and-treat operations. This method involves extracting contaminated groundwater via wells or trenches and treating the groundwater above ground (ex situ) using processes such as air stripping, carbon adsorption, biological reactors, or chemical precipitation9. Many of these processes produce highly contaminated wastes that then have to be disposed.
The U.S. EPA9 studied the average operating costs of pump-and-treat systems at 32 Superfund-financed sites and found the annual cost to be approximately $767,000/site. The average pump-and-treat system operated for 5 years, treating an average 118 million gallons of water per site for an average cost of $9.4 million to clean up a single site9. Many of these sites have ongoing monitoring, which continues to incur annual operating costs. Sites contaminated with nonaqueous-phase liquids (NAPLs) tend to operate for longer periods of time, incurring even higher average costs8.
Pump-and-treat projects represent the largest number of treatments at Superfund sites, 38% (725 of 1,915). Of the 1,915 treatment remedies tracked by the U.S. EPA, 36% (687 projects) have been completed or shut down. However, only 11% of these 687 projects are pump-and-treat projects5.
In situ remediation
A common type of in situ, or below-ground, remediation method currently used to clean up contaminated groundwater is the permeable reactive barrier (PRB). PRBs are treatment zones composed of materials that degrade or immobilize contaminants as the groundwater passes through the barrier. They can be installed as permanent, semipermanent, or replaceable barriers within the flow path of a contaminant plume. The material chosen for the barrier is based on the contaminant(s) of concern9. One drawback of PRBs is that they can only remediate contaminant plumes that pass through them; they do not address dense NAPLs (DNAPLs) or contaminated ground-water that is beyond the barrier.
Other in situ treatment technologies include thermal treatment (steam-enhanced extraction, electrical resistive heating, or thermal conductive heating), chemical oxidation, surfactant cosolvent flushing, and bioremediation.
Because of the high cost and lengthy operating periods for pump-and-treat remedies, use of in situ groundwater treatment technologies is increasing. Remedies selected for NPL sites are documented in records of decision (RODs). A ROD provides the justification for the remedial action (treatment) chosen at a Superfund site. The percentage of RODs that selected in situ groundwater treatment went from zero in fiscal years 1982-1986 to 31% in fiscal year 2005. RODs that select pump and treat (ex situ) alone have decreased from about 80% before fiscal year 1992 to an average of 20% during fiscal years 200120055. Ex situ remediation techniques could be phased out over the coming decade.
Nanoremediation methods entail the application of reactive nanomaterials for transformation and detoxification of pollutants. These nanomaterials have properties that enable both chemical reduction and catalysis to mitigate the pollutants of concern. For nanoremediation in situ, no groundwater is pumped out for above-ground treatment, and no soil is transported to other places for treatment and disposal10.
Nanomaterials have highly desired properties for in situ applications. Because of their minute size and innovative surface coatings, nanoparticles may be able to pervade very small spaces in the subsurface and remain suspended in groundwater, allowing the particles to travel farther than larger, macro-sized particles and achieve wider distribution. However, in practice, current nanomaterials used for remediation do not move very far from their injection point11.
Many different nanoscale materials have been explored for remediation, such as nanoscale zeolites, metal oxides, carbon nanotubes and fibers, enzymes, various noble metals [mainly as bimetallic nanoparticles (BNPs)], and titanium dioxide. Of these, nanoscale zero-valent iron (nZVI) is currently the most widely used. The different nanomaterials, along with the pollutants they could potentially remediate, are listed in Supplemental Material, Table 1, available online (doi: 10.1289/ehp.0900793.S1 via http://dx.doi.org/). (For a comprehensive overview of the chemistry and engineering of various nanotechnology applications addressed in Supplemental Material, Table 1, and used for remediation, see Theron et al.12 and Zhang13).
nZVI particles range from 10 to 100 nm in diameter, although some vendors sell micrometer-scale iron powders as "nanoparticles". Typically, a noble metal (e.g., palladium, silver, copper) can be added as a catalyst. The second metal creates a catalytic synergy between itself and Fe and also aids in the nanoparticles' distribution and mobility once injected into the ground11,14,15. These BNPs may contain more than two different metals. The second metal is usually less reactive and is believed to promote Fe oxidation or electron transfer15. Some noble metals, particularly palladium, catalyze dechlorination and hydrogenation and can make the remediation more efficient15,16.
The underlying chemistry of the reaction of Fe with environmental pollutants (particularly chlorinated solvents) has been extensively studied and applied in micrometer-scale ZVI PRBs17. There are two main degradation pathways for chlorinated solvents: beta elimination and reductive chlorination. Beta elimination occurs most frequently when the contaminant comes into direct contact with the Fe particle. The following example shows the pathway of trichloroethene (TCE): TCE + Fe0 Hydrocarbon products + Cl- + Fe2+/Fe3+.
Under reducing conditions fostered by nZVI in groundwater, the following reaction takes place: PCE TCE DCE VC ethene, where PCE is perchloroethylene, DCE is dichloroethylene, and VC is vinyl chloride15,18.
In the 1990s, Fe at the nanoscale was synthesized from Fe(II) and Fe(III) to produce particles ranging from 10 to 100 nm, initially using borohydride as the reductant, and examined in laboratory studies. Zhang13 tested nZVI for the transformation of a large number of pollutants, most notably halogenated organic compounds commonly detected in contaminated soil and groundwater. The author reported that nanoscale Fe particles are very effective for the transformation and detoxification of a variety of common environmental pollutants, including chlorinated organic solvents, organochlorine pesticides, and polychlorinated biphenyls (PCBs). According to Zhang13, Fe-mediated reactions should produce an increase in pH and a decrease in the solution redox potential created by the rapid consumption of oxygen, other potential oxidants, and the production of hydrogen. Although batch reactors produce pH increases of 2-3 and an oxidation-reduction potential (ORP) range of -500 to -900 mV, it is expected that the pH and ORP would be less dramatic in field applications where other mechanisms reduce the chemical changes13. Previous work showing an increase of pH by 1 and an ORP in the range of -300 to -500 mV supports this assessment19,20. Zhang13 also showed that modifying Fe nanoparticles could enhance the speed and efficiency of the remediation process.
The first field application was reported in 200021. Nanoparticles have been shown to remain reactive in soil and water for up to 8 weeks and can flow with the ground-water for > 20 m. In one study, Zhang13 produced a 99% reduction of TCE within a few days of injection.
Because nanoscale particles are so small, Brownian movement or random motion, rather than wall effects, dominates their physical movement or transport in water. The movement of micrometer-scale particles, especially microscale metal particles, is largely controlled by gravity-induced sedimentation because of their size and high density. In the absence of significant surface electrostatic forces, nano-sized particles can be easily suspended in water during the design and manufacturing stages, thus providing a versatile remediation tool that allows direct injection as a liquid into the subsurface where contaminants are present. Coating the Fe particles to improve mobility and catalytic reaction rates is important. Some of the particles flow with the groundwater and remain in suspension for various amounts of time, whereas others are filtered out and bind to soil particles, providing an in situ treatment zone that could hold back emanating plumes22.
The high reactivity of nZVI particles is in part a direct result of their high specific surface area. For example, nZVI produced by the borohydride method has surface areas in the range of 20-40 m2/g, which can yield 10-1,000 times greater reactivity compared with granular Fe, which has a surface area < 1 m2/g23. nZVI's small particle size also allows more of the material to penetrate into soil pores, and it can be more easily injected into shallow and deep aquifers, a property that is particularly beneficial when contamination lies underneath a building.
Initially, Fe nanoparticles have a core of ZVI and an outer shell of Fe oxides, which suggest the following redox reactions:
Fe0(s) + 2H2O(aq) Fe2+(aq) + H2(g) + 2OH-(aq)
2Fe0(s) + 4H+(aq) + O2(aq) 2Fe2+(aq)+ 2H2O(l),
where s is solid, aq is aqueous, g is gas, and l is liquid17.
Although Fe nanoparticles have been shown to have a strong tendency to form microscale aggregates, possibly because of their weak surface charges, coatings can be applied to change the surface properties. These different forms of Fe could be useful for the separation and transformation of a variety of contaminants, such as chlorinated organic solvents, organochlorine pesticides, PCBs, organic dyes, various inorganic compounds, and the metals As(III) (trivalent arsenic), Pb(II) (bivalent lead), copper [Cu(II) (bivalent copper)], Ni(II) (bivalent nickel), and Cr(VI) (hexavalent chromium)24.
Nanoremediation, particularly use of nZVI, has site-specific requirements that must be met in order for it to be effective. Adequate site characterization is essential, including information about site location, geologic conditions, and the concentration and types of contaminants. Geologic, hydrogeologic, and subsurface conditions include composition of the soil matrix, porosity, hydraulic conductivity, groundwater gradient and flow velocity, depth to water table, and geochemical properties (pH, ionic strength, dissolved oxygen, ORP, and concentrations of nitrate, nitrite, and sulfate). All of these variables need to be evaluated before nanoparticles are injected to determine whether the particles can infiltrate the remediation source zone, and whether the conditions are favorable for reductive transformation of contaminants. The sorption or attachment of nanoparticles to soil and aquifer materials depends on the surface chemistry (i.e., electrical charge) of soil and nanoparticles, groundwater chemistry (e.g., ionic strength, pH, and presence of natural organic matter), and hydrodynamic conditions (pore size, porosity, flow velocity, and degree of mixing or turbulence). The reactions between the contaminants and the nZVI depend on contact or probability of contact between the pollutant and nanoparticles15,25.
In field tests, Henn and Waddill22 found that, with the use of nZVI, decreases in parent pollutant compound concentrations (TCE and trichloroethane) were accompanied by increases and subsequent decreases in daughter product concentrations (cis-1,2-DCE, 1,1-dichloroacetic acid, 1,1-DCE, and vinyl chloride). Long-term observations indicated that although the degradation was continuous, it was at a much slower rate for the daughter products. Their study concluded that there was overall reduction in contaminants, a reduced plume size, and reduction in the contaminant mass flux emanating from the source. The nanoscale Fe created conditions for abiotic degradation for about 6-9 months, followed by biological degradation as the primary degradation process. Both processes had significant impacts on the degradation of contaminants22. Cao et al.26 found that nZVI particles in an aqueous solution reduced perchlorate to chloride almost completely without producing intermediate degradation products.
Fe oxide nanoparticles have been shown to bind As irreversibly up to 10 times more effectively than micrometer-sized particles. Based on their super-paramagnetic properties, the Fe particles and bound As can be separated from the water with a magnetic field. Laboratory tests have shown 99% removal of As using 12 nm-diameter Fe oxide nanoparticles27. Kanel et al.28 concluded that nZVI can reduce As(V) to As(III) in a short period of time at neutral pH. They also found that a high amount of nZVI was needed to completely remove As(V), possibly because of the presence of dissolved organic carbon, sulfate, and phosphate.
The hydrophilic properties of nZVI enable the remediation of aqueous-phase contaminants, including DNAPLs. Because the addition of nZVI in the source zone reduces contaminants, it increases the concentration gradient between the aqueous phase and DNAPLs, thereby increasing the mass transfer of contaminants from DNA-PLs to the dissolved aqueous phase, where they are then treated29. To address DNAPLs directly, emulsified ZVI (eZVI) has been used. When the emulsion droplets come into contact with dissolved TCE, the contaminant diffuses into the interior of the emulsion droplet, where it comes into contact with the ZVI and is degraded. A concentration gradient is established by migration of the TCE molecules into the interior aqueous phase of the emulsion droplet and by migration of the by-products out of the droplet and into the surrounding water phase, further driving the degradation reactions30.
In other field test research conducted between 2003 and 2005 in North America and Europe, nZVI was effective in treating various compounds in groundwater, including chlorinated solvents and Cr(VI)31. These field tests showed that the concentrations of chlorinated solvents decreased dramatically during the first few hours and days after injection and remained low in conjunction with the mass balance of nZVI versus the mass of chlorinated hydrocarbons in the remediation area. When present, sulfates and nitrates also decreased in parallel with the chlorinated solvents, but diminished the effect of nZVI on other solvents.
Macé et al.31 found that nZVI moved with groundwater away from the injection site. Based on this, they hypothesized that nZVI could treat larger areas of the affected aquifers. They found dramatic but short-lived reductions of volatile organic compounds (VOCs) in fractured bedrock and a slower, steadier decrease of VOCs in primary porosity aquifers. The same study suggested that the degradation of VOCs and travel velocity are indirectly proportional to the hydraulic conductivity. BNPs reacted more quickly and were spent more rapidly than nZVI, whereas nZVI reacted more slowly but had a longer effect. Macé et al.31 noted minor but inconclusive changes to the microbial community due to the addition of nanoparticles. These changes could affect parallel bioremediation.
In an extensive study, the Navy conducted field tests using nZVI to remediate two of its contaminated sites (Naval Air Engineering Station, Lakehurst, NJ, and Naval Air Station, Jacksonville, FL) and using micrometer-sized ZVI powder at a third site, Hunters Point Shipyard, Hunters Point, California32. In the Jacksonville study, TCE concentrations in a well approximately 20 ft from the source zone were reduced up to 99%, suggesting that some of the nZVI migrated outside of the treatment zone through preferential pathways. Long-term monitoring of the treatment zone was recommended to demonstrate that the decline in parent compounds (e.g., TCE) and by products (e.g., cis 1,2 DCE) persists after the ZVI is depleted, which will permit determination of how much, if any, DNAPL mass truly remains in the treatment zone32.
In addition to groundwater remediation, nanotechnology holds promise in reducing the presence of NAPLs. Recently, a material using nanosized oxides (mostly calcium) was used in situ to clean up heating oil spills from underground oil tanks. Preliminary results from this redox-based technology suggest faster, cheaper methods and, ultimately, lower overall contaminant levels compared with previous remediation methods. Most of these sites have been in New Jersey, with cleanup conducted in consultation with the New Jersey Department of Environmental Protection (see Continental Remediation LLC33).
The state of the practice
The number of actual applications of nZVI is increasing rapidly. Only a fraction of the projects has been reported, and new projects show up regularly. Supplemental Material, Table 2 (doi: 10.1289/ehp.0900793.S1) describes 44 sites where nanoremediation methods have been tested for site remediation. These sites are in seven countries (including the United States) and in 12 U.S. states. All of the sites have some form of chlorinated compounds of concern, such as PCE, TCE, or PCBs. Other pollutants include Cr(VI) and nitrate. The sites include oil fields, manufacturing sites, military installations, private properties, and residences.
Supplemental Material, Table 2 (doi:10.1289/ehp.0900793.S1) lists details of the 44 sites treated with nanomaterials and the results of the treatment. Because data from most of these sites were not collected as part of a research project, the information is general and, in most cases, incomplete. For example, site 2 is a BP Global site in Alaska contaminated with trichloroethane; when BNPs were used, practitioners saw reductions of 60% and 90% for shallow test and deep test concentrations, respectively. At site 11, in the Czech Republic, nZVI was used to reduce chlorinated solvents. Levels were reduced to an order of magnitude lower than original concentrations and were maintained for 6 months. Supplemental Material, Table 2, provides an overview of the current state of the practice using nanomaterials, mainly ZVI, for site remediation.
Because many of the remediation projects using nanoparticles are just beginning or are ongoing, cost and performance data are limited. However, as the technology is applied at an increasing number of sites with varying geologies, more data will become available on performance, cost, and environmental aspects, thereby providing site managers and other stakeholders with additional information to determine whether the technology might be applicable to their specific sites.
PARS Environmental Inc.34 conducted a case-study cost comparison of a manufacturing site in New Jersey where the primary contaminants of concern were TCE and PCE. They estimated that using the pump-and-treat method would cost approximately $4,160,000 and PRB approximately $2,200,000. nZVI would cost approximately $450,000, representing a cost savings of 80-90% over the pump-and-treat method.
Table 1 indicates the relative magnitude of the media and contaminant group at four types of remediation sites. Using Table 1, the cost savings to remediate groundwater can be estimated for NPL, RCRA, DOD, and DOE sites. Using nanoremediation, potential savings of $87 billion to $98 billion can be realized to clean up the nation's hazardous waste sites over the next 30 years. Although this estimate is based on publicly available data and assumes use of nZVI or a variation of nanoremediation for all sites with contaminated groundwater, it is a reasonable estimate of the magnitude of cost savings achievable using this technology. Increased manufacturing capacity to supply the amount of nanomaterials needed could lead to lower costs from economies of scale. It should be noted, however, that not all sites have conditions suitable for nanoscale remediation methods.
In addition to the potential cost savings associated with using nanotechnology for site remediation, the amount of time required to clean up a site could be greatly reduced. The average pump-and-treat system operates for about 18 years9. In a study using nZVI, Zhang13 observed a 99% reduction in TCE levels within days of injection. This shortened time interval not only reduces operating costs but also reduces the time that workers are exposed to a contaminated site during cleanup. Environmental disturbances that can affect the local ecosystem's flora, fauna, and microorganisms are reduced because nZVI is injected using small wells instead of excavating soils or removing groundwater using pump-and-treat methods; the time of site disturbance is also shorter.
Fate and transport
When released into the environment, manufactured nanoparticles aggregate to some degree and behave like natural nanomaterials. However, to be effective, nZVI needs to form stable dispersions in water so it can be delivered to water-saturated porous material in the contaminated area. Yet, its rapid aggregation limits its mobility35. The rapid aggregation of the nanoscale Fe particles supports the need for polymer or other coatings to modify the nZVI surface in order to improve mobility35.
Depending on the composition of groundwater and the hydrologic conditions, certain nanoscale colloids have the ability to travel unexpectedly large distances in the environment36-38. They could form stable nanoclusters in groundwater that are likely to be highly mobile, carrying with them surface-sorbed contaminants. These natural particles can carry materials between redox zones and facilitate or inhibit contaminant transport39.
The mobility of natural or synthetic nanoparticles in the natural environment will strongly depend on whether the nanoparticles remain completely dispersed, aggregate and settle, or form mobile nanoclusters. Gilbert et al.40 suggested that many manufactured metal oxide and other inorganic nanoparticles will exhibit cluster-forming behavior similar to that of natural nanoparticles. Despite numerous observations that nanoscale minerals represent an important fraction of the environmental colloids, the fundamental aggregation and transport properties of nanoparticles have not been extensively studied.
In addition to self-aggregation, nanoparticles could associate with suspended solids or sediment, where they could bioaccumulate and enter the food chain or drinking water sources. These fate processes depend on both the characteristics of the particle and the characteristics of the environmental system41.
The use of nanoparticles in environmental remediation will inevitably lead to the release of nanoparticles into the environment and subsequent ecosystems. To understand and quantify the potential risks, the mobility, bioavailability, toxicity, and persistence of manufactured nanoparticles need to be studied42. To pose a risk, nanoparticles must be hazardous and have a route for exposure. Although aggregated and/or absorbed nanoparticles are usually less mobile, they still have the potential to be taken up by filter feeders and other sediment-dwelling organisms. The U.S. EPA has raised the possibility of biomagnification of nanoparticles; however, no data currently exist proving or disproving this hypothesis25,43. To be able to quantify the stability of nanoparticles in the environment, the stability of their suspensions and their tendency to aggregate and interact with other particles must first be determined44.
Naturally occurring nanoscale Fe oxide particles with metals (such as copper) bound to their surface have been found many kilometers downstream from mining sites, indicating the ability of these colloidal nanoparticles to move and transport sorbed contaminants45. These binding properties and processes may show size-dependent reactivity on crystal-line Fe oxide nanoparticles, and each process might occur with different thermochemical and kinetic relationships as a function of size46. Thus, whereas the nanoparticles themselves may not possess toxic properties, the pollutants they could carry with them may. Fe nanomaterials may bind with and carry copper, which has a toxicity threshold for algae, flowering plants, fungi, and phytoplankton that is surpassed only by mercury and sometimes silver47.
Handy et al.48 suggested that despite the environment containing many natural particles at the nanoscale, manufactured nanoparticles may act differently. These materials are designed to have specific surface properties and chemistries that are not likely to be found in natural particles. The properties of manufactured nanoparticles enhance novel physicochemical and possibly toxicologic properties compared with natural particles. A range of ecotoxicologic effects of various manufactured nanomaterials has been reported, including effects on microbes, plants, invertebrates, and fish41. Laboratory studies using fish, Daphnia, copepods, and other organisms49-52 have shown that these organisms can take up some manufactured nanoparticles.
The factors and processes affecting ecotoxicity are complex, and the impact of manufactured nanoparticles on organisms is determined by a range of properties, including dissolution potential, aggregation potential, particle surface properties, the characteristics of the exposure environment, and the biochemical, physiological, and behavioral traits of the organism being exposed53. Although available data indicate that current risks of manufactured nanoparticles in the environment to environmental and human health are probably low (see Table 3 in Boxall et al.41), knowledge of their potential impact in the environment and on human health is still limited.
Research on ultrafine particulates (< 100 nm in one dimension) has shown that as particle size decreases, potential for pulmonary toxicity tends to increase even if the material's larger form is inert. nZVI is typically between tens and hundreds of nanometers in size at the time of production. Under laboratory conditions, these particles tend to aggregate and produce clusters that can build up to the micrometer size. If this occurs, they will not take on the properties that apply to actual nanosized particles and will behave similarly to larger environmental colloids11.
Inhalation exposure to Fe0(s) nanoparticles could result in the release of Fe(III), followed by oxidative damage due to generation of Fe(IV)54. In vitro studies examining the response of the central nervous system to low concentrations of nano-Fe and nanomagnetite showed that these nanoparticles are taken up into cells and produce an oxidative stress response55. These studies indicate a potential for adverse health effects from exposure and uptake of Fe oxide nanoparticles into mam-malian cells. The authors caution, however, that these tests were conducted at much higher dosages than would be encountered normally55.
In some cases, Fe oxide nanoparticles (a potential end product from redox reactions of nZVI) can be internalized by cells and cause cell death. Low solubility of Fe oxide nanoparticles enables them to persist in biological systems and could potentially induce long-term effects involving mutagenic influence on organisms56. However, there are limited data on the interactions of Fe oxide nanoparticles with cells and the effect that coatings can have on cell adhesion, internalization, and interaction.
Mineral nanoparticles are common components of natural aqueous systems. Several natural inorganic and biologically mediated processes produce mineral nanoparticles, such as metal sulfides and metal oxides57,58. Nanoscale Fe (oxy)hydroxide phases are among the most common natural mineral nanoparticles formed by precipitation from solution after oxidation of aqueous ferrous Fe59. Although Fe is an essential element for growth in nearly all species, an abundance of free chelating Fe has been linked to DNA damage, lipid peroxidation, and oxidative protein damage in vivo60.
Particle coating, surface treatments, surface excitation by ultraviolet radiation, and particle aggregation can modify the effects of particle size, suggesting that some nanoparticles could exert their toxic effects as aggregates or through the release of toxic chemicals61. Although the aggregates are fractal-like, they may exhibit some of the properties of the discrete nanoparticles, including specific surface area and reactivity, particularly because these particles have been manufactured at the nanoscale in order to harness particular nanoscale properties.
Generally, little concern has been raised about the toxicity of nZVI because Fe oxides formed during remediation are already present in the form of rust and because the nano-Fe particles have not been found to produce radically new properties, compared with microscale-sized Fe particles29. Whether the addition of catalytic coatings changes these properties or presents another hazard has yet to be determined. Oberdörster et al.52 suggested that toxicity studies should not simply focus on human and wildlife but should also examine benthic and soil flora and fauna, because they make up the basis of food chains. Biological systems did not evolve alongside the nanoparticles that are now being manufactured and released62. Different reactions to nZVI may be found in some lower organisms.
The Royal Commission on Environmental Pollution63 summed up the current approach to potential implications from nanomaterials: While there have been no significant events that would lead us to suppose that the contemporary introduction of novel materials is a source of environmental hazard, we are acutely aware of past instances where new chemicals and products, originally thought to be entirely benign, turned out to have very high environmental and public health costs.
Most societal issues are based on the unknown risks of using nanoscale materials for site remediation. At one end of the spectrum, some nongovernmental groups invoked the precautionary principle in an attempt to halt all use of the technology until proven safe. In early 2003, the ETC Group called for the precautionary principle to be applied to nanotechnology64. They based their concerns on Eric Drexler's concept of multiple nanoscale machines that might self-replicate and change matter into "gray goo"65. Drexler later clarified this image66, but not before Prince Charles of England became concerned enough about the risks of nanotechnology to ask the Royal Society to examine the implications of nanotechnology. In one part of their report67, the Royal Society came out strongly against the use of nanomaterials for remediation.
We recommend that the use of free (that is, not fixed in the matrix) manufactured nanoparticles and environmental applications such as remediation be prohibited until appropriate research has been undertaken and it can be demonstrated that the potential benefits outweigh the potential risks.
In contrast, the European Commission's Scientific Committee on Emerging and Newly Identified Health Risks in 200568 listed environmental remediation technology as one of nanotechnology's benefits. This group also called for risk-related research.
In a position paper, the Québec Commission69 indicated that [T]he biggest source of potential environmental exposure is the use of nanoparticles in sanitizing contaminated groundwater and soil; concerns have been raised about the impact the high reactivity of nanoparticles might have on plants, animals, microorganisms, and ecosystems.
The report noted the importance of increasing the amount of research on the potential environmental consequences of nanotechnology in order to determine which substances may be hazardous. Other risk framework documents have recommended research into the toxicity, fate and transport, and bioaccumulation of released nanomaterials70. A U.S. EPA white paper25 pointed out the positive aspects of using nanomaterials in environmental remediation while also calling for research on the possible negative effects.
In June 2007, DuPont and Environmental Defense released their nano risk framework71. They chose ZVI nanoparticles as a case study. After going through the steps in the framework to assess the potential risk of using this technology, DuPont72 decided it would not consider using this technology at a DuPont site until the end products of the reactions following injection, or following a spill, are determined and adequately assessed. DuPont did not use their full output worksheet in this case study because of the lack of environmental, health, and safety data.
Although there is no consensus among these various reports on nanotechnology risk management, no doubt is expressed about the potential efficacy of the technology. However, the concerns over safety may limit the wide-spread deployment of nanoremediation. The reports cited above, as well as other published reports, consistently call for research specific to the possible risks of using nanotechnology in environmental remediation applications. The consensus is caution, not precaution, and, in the absence of definitive risk data, the technology is generally viewed as more beneficial than harmful.
Develop analytical tools to measure and monitor manufactured nanoparticles in the environment
Currently, standard methods to readily detect and monitor nanoparticles in the environment do not exist. There are only a few quantitative analytical techniques for measuring nanoparticles in environmental systems, and most of these are time-consuming and require expensive equipment and expertise. Because there is no regulatory requirement to monitor environmental nanoparticles, or other particles such as those in drinking water, there is a critical lack of data and information about the occurrence and fate of nanoparticles once they are released into the environment. Some models and extrapolations attempt to quantify the amount of nanoparticles in various environmental systems. However, these models are based on estimates of nanoparticles released into the environment and have not been calibrated with actual measurements in the field73. It is difficult, if not impossible, to extrapolate the toxicity and pathology of nanoparticles at the ecosystem level until sufficient baseline data on these particles are gathered62. There are also no biomarkers that can be used to track nanoparticles as part of a biological monitoring program; although existing regulatory toxicity tests could be appropriate for nanoparticles, a risk analysis would not be possible without proper measurement of the concentrations of nanoparticles in the environment48.
Increase research to evaluate the effects of nanoparticles on the full ecosystem
Nowack and Bucheli74 concluded that results from ecotoxicologic studies show that organisms are affected by certain nanoparticles under certain environmental conditions. However, the studies were conducted using elevated concentrations of pristine nanoparticles. The authors recommended that future studies estimate the exposure to functionalized nanoparticles, because most manufactured nanoparticles are functionalized, which changes their behavior. Changes by environmental factors such as light, oxidants, and microorganisms - which result in chemical or biological modifications or degradation of the functionalized surface or coating of the surface with natural compounds - are important processes that have not been studied thoroughly74. In addition, most nanoparticles are released embedded in a matrix and not as single nanoparticles75. It is important to study nanoparticles in the form in which organisms in the ecosystem and humans might be exposed to them.
The properties that can be harmful to the environment are the very same properties that are advantageous and exploited during treatment and remediation regimes. For instance, the catalytic properties of nanoparticles that induce the degradation of pollutants can also induce a toxic response when taken up by cells. In addition, the high sorption capacity of nanoparticles that is used to remove organic and inorganic pollutants from groundwater may also sequester and transport other pollutants in the environment42. As such, more work is needed on transfers in environmental systems, for example, from the environment to the organism and throughout the trophic structure.
Further research is needed to develop and understand the mechanisms affecting the fate and transport of manufactured nanoparticles in water, soil, and sediments; their interactions with each other, other manufactured nanoparticles, suspended solids, and dissolved organic material; and how these interactions are influenced by different environmental variables. The potential for manufactured nanoparticles to act as carriers for other environmental contaminants also requires further examination.
Improve engineering applications using nanotechnology for in situ remediation
There is a need to develop "smarter" nanomaterials for remediation. For example, new coatings or functional groups could enhance mobility in groundwater. More sophisticated nanomaterials may have the ability to perform several functions, such as catalyzing several different pollutant reactions on the same particle or interacting with both hydrophobic and hydrophilic pollutants. We can build in self-termination for active nanoparticles so they become benign after their remediation function is finished; design nanoparticles that destroy a wide spectrum of pollutants; and improve delivery systems for injecting nanoparticles into contaminated groundwater plumes.
All these engineering improvements can increase the ability of this technology to remediate more of the world's hazardous waste sites. Engineering more effective particles can improve the ability to reach and remediate pollutant plumes and minimize potential harm.
In situ nanoremediation methods entail the application of reactive nanomaterials for transformation and detoxification of pollutants in situ. These nanomaterials have properties that enable both chemical reduction and catalysis to mitigate the pollutants of concern. No groundwater is pumped out for above-ground treatment, and no soil is transported to other places for treatment and disposal. Nanoscale Fe particles are effective for the remediation and transformation of a variety of environmental contaminants. Because of the high cost and lengthy operating periods for pump-and-treat remedies, in situ ground-water treatment technologies are increasing. The number of actual applications of nZVI is increasing rapidly. Only a fraction of the projects have been reported, and new projects show up regularly. Although the technology is likely a beneficial replacement of current practices for site remediation, potential risks are poorly understood. The factors and processes affecting ecotoxicity are complex, and knowledge of the potential impacts of manufactured nanoparticles in the environment on human health is still limited. Most societal issues are based on these unknown risks of using nanoscale materials for site remediation.
Nanoremediation has the potential to reduce the overall costs of cleaning up large-scale contaminated sites, reduce cleanup time, eliminate the need for treatment and disposal of contaminated dredged soil, and reduce some contaminant concentrations to near zero, and it can be done in situ. In order to prevent any potential adverse environmental impacts, proper evaluation, including full-scale ecosystem-wide studies, of these nanoparticles needs to be addressed before this technique is used on a mass scale.
We thank the U.S. Environmental Protection Agency (EPA) and the Project on Emerging Nanotechnologies at the Woodrow Wilson International Center for Scholars for providing the opportunity to develop this article. The Woodrow Wilson International Center for Scholars, Project on Emerging Nanotechnologies, is supported through a grant from the Pew Charitable Trusts. This article has been reviewed by the U.S. EPA and approved for publication. Approval does not signify that the contents necessarily reflect the views and policies of the agency, nor does mention of trade names or commercial products constitute endorsement or recommendation for use. The opinions expressed in this article are those of the authors and do not necessarily reflect views of the Woodrow Wilson International Center for Scholars or the U.S. EPA.
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Received 12 March 2009
Accepted 23 June 2009
This article was originally published by Environ Health Perspect 117:18231831 (2009). doi:10.1289/ehp.0900793 available via http://dx.doi.org/ [Online 23 June 2009] and is part or the scientific collaboration between Cien Saude Colet and EHP. Supplemental Material is available online (doi:10.1289/ehp.0900793.S1 via http://dx.doi.org/), Washington, DC, USA.